# Ishimbayev Law Firm --- ## Pages - [Attorney Advertising Notice: Legal Disclaimers and Information](https://www.ishimbayev.com/attorney-advertising-notice/): Review important disclaimers and information regarding attorney advertising as outlined by Ishimbayev Law Firm, ensuring transparency and compliance with legal advertising standards. - [Legal Notice](https://www.ishimbayev.com/legal-notice/): Legal Notice Prior to utilizing this website https://www. ishimbayev. com (“Ishimbayev Law Firm Website”, “Website”), it is imperative that you... - [Cookies Policy](https://www.ishimbayev.com/cookies-policy/): Cookies Policy At Ishimbayev Law Firm, P. C. , we leverage a range of technologies to curate tailored experiences for... - [Privacy Policy](https://www.ishimbayev.com/privacy-policy/): Familiarize yourself with the terms governing the use of Ishimbayev Law Firm services, ensuring clarity on client rights and obligations. - [Terms of Service](https://www.ishimbayev.com/terms-of-service/): Terms of Service Ishimbayev Law Firm, P. C. , a New York professional corporation, is a legal services provider. While... - [Contact Us](https://www.ishimbayev.com/contact-us/): Reach out to Ishimbayev Law Firm through our various office locations. Our dedicated teams are ready to offer comprehensive support and professional assistance. - [Market Regulation: Securities & Capital Markets Compliance](https://www.ishimbayev.com/practice-areas/market-regulation/): Ishimbayev Law Firm offers expert guidance on market regulation, ensuring clients adhere to securities laws and capital market standards, mitigating risks and promoting compliance. - [Investor Relations](https://www.ishimbayev.com/practice-areas/investor-relations/): Ishimbayev Law Firm enhances investor relations by crafting effective communication strategies, ensuring compliance, and strengthening trust between companies and their investors. - [Merger & Acquisitions](https://www.ishimbayev.com/practice-areas/merger-acquisitions/): Ishimbayev Law Firm provides comprehensive legal services for mergers and acquisitions, guiding clients through complex transactions to achieve strategic business objectives. - [Private Equity & Venture Capital](https://www.ishimbayev.com/practice-areas/private-equity-venture-capital/): Ishimbayev Law Firm delivers tailored legal solutions for private equity and venture capital investments, facilitating successful funding and growth strategies for businesses. - [Public Company Reporting & Disclosure](https://www.ishimbayev.com/practice-areas/public-company-reporting-disclosure/): Ishimbayev Law Firm assists public companies in meeting reporting and disclosure obligations, promoting transparency and regulatory compliance in financial communications. - [Regulatory Advocacy & Policy Development](https://www.ishimbayev.com/practice-areas/regulatory-advocacy-policy-development/): Ishimbayev Law Firm represents clients before regulatory agencies and legislative bodies, influencing policy developments affecting securities regulation and capital markets. - [Securities Litigation & Enforcement](https://www.ishimbayev.com/practice-areas/securities-litigation-enforcement/): Ishimbayev Law Firm offers robust defense in securities litigation and enforcement actions, protecting clients' interests in complex legal and regulatory matters. - [Securuties Offerings & Capital Markets Transactions](https://www.ishimbayev.com/practice-areas/securuties-offerings-capital-markets-transactions/): Ishimbayev Law Firm provides expert legal counsel on securities offerings and capital markets transactions, ensuring compliance and strategic execution of financial deals. - [Shareholder Activism & Defense](https://www.ishimbayev.com/practice-areas/shareholder-activism-defense/): Ishimbayev Law Firm advises on strategies to address shareholder activism, defending corporate interests and facilitating constructive engagement with shareholders. - [Start-Ups](https://www.ishimbayev.com/practice-areas/start-ups/): Ishimbayev Law Firm offers comprehensive legal services for start-ups, guiding entrepreneurs through business formation, funding, and growth stages. - [Trust & Family Business](https://www.ishimbayev.com/practice-areas/trust-family-business/): Ishimbayev Law Firm provides tailored legal solutions for family businesses, focusing on succession planning, governance, and wealth preservation. - [Our Lawyers](https://www.ishimbayev.com/lawyers/): Discover the experienced legal team at Ishimbayev Law Firm, specializing in securities regulation, corporate governance, and compliance advisory services. - [Investment Management & Investment Funds](https://www.ishimbayev.com/practice-areas/investment-management-investment-funds/): Ishimbayev Law Firm offers comprehensive services in investment management and fund formation, ensuring regulatory compliance and strategic structuring for optimal returns. - [Our Practice Areas](https://www.ishimbayev.com/practice-areas/): Explore the diverse legal services offered by Ishimbayev Law Firm, including corporate finance, compliance advisory, and investment management. - [Commodities, Futures & Derivatives](https://www.ishimbayev.com/practice-areas/commodities-futures-derivatives/): Ishimbayev Law Firm offers expert legal guidance on commodities, futures, and derivatives markets, ensuring compliance and strategic management of complex financial instruments. - [Compliance Advisory & Risk Management](https://www.ishimbayev.com/practice-areas/compliance-advisory-risk-management/): Ishimbayev Law Firm provides comprehensive compliance advisory and risk management services, helping clients navigate regulatory landscapes and mitigate potential risks. - [Corporate Finance](https://www.ishimbayev.com/practice-areas/corporate-finance/): Ishimbayev Law Firm delivers strategic corporate finance advisory services, facilitating capital raising, financial structuring, and growth initiatives for businesses. - [Corporate Governance](https://www.ishimbayev.com/practice-areas/corporate-governance/): Ishimbayev Law Firm advises on corporate governance best practices, strengthening board structures, and ensuring compliance with regulatory standards. - [Cross-Border Securities Transactions](https://www.ishimbayev.com/practice-areas/cross-border-securities-transactions/): Bridging Borders, Streamlining Global Securities Transactions ILF’s expertise in cross-border securities transactions is critical for clients operating in the global... - [Environmental, Social, & Governance (ESG) Compliance](https://www.ishimbayev.com/practice-areas/environmental-social-governance-esg-compliance/): Ishimbayev Law Firm guides clients on Environmental, Social, and Governance (ESG) compliance, integrating sustainable practices into corporate strategies and meeting evolving disclosure requirements. - [Executive Compensation & Employee Benefits](https://www.ishimbayev.com/practice-areas/executive-compensation-employee-benefits/): Designing Compensation, Fostering Talent Retention ILF’s Executive Compensation and Employee Benefits practice provides specialized advisory services aimed at designing and... - [Financial Technologies (Fintech) & Blockchain](https://www.ishimbayev.com/practice-areas/financial-technologies-fntech-blockchain/): Ishimbayev Law Firm provides legal solutions for fintech and blockchain ventures, addressing regulatory challenges and fostering innovation in financial technologies. - [Insider Trading Policies & Procedures](https://www.ishimbayev.com/practice-areas/insider-trading-policies-procedures/): Ishimbayev Law Firm offers tailored services addressing insider trading laws, ensuring compliance and protecting corporate integrity through policy development and training. - [About Ishimbayev Law Firm: Your Trusted Legal Advisors](https://www.ishimbayev.com/about-us/): Learn about Ishimbayev Law Firm's commitment to excellence in legal services. Our team of seasoned professionals is dedicated to guiding clients through complex legal landscapes with personalized strategies. - [Careers at Ishimbayev Law Firm: Join Our Team of Legal Experts](https://www.ishimbayev.com/careers/): Explore career opportunities at Ishimbayev Law Firm, where we value trust, collaboration, growth, and achievements. Join our team of professionals dedicated to excellence in legal services. - [Broker-Dealer & Investment Adviser Regulation](https://www.ishimbayev.com/practice-areas/broker-dealer-investment-adviser-regulation/): Ishimbayev Law Firm guides clients through broker-dealer and investment adviser regulations, offering compliance strategies and support for successful operations. - [Insights & News: Stay Ahead with Ishimbayev Law Firm's Expert Analysis](https://www.ishimbayev.com/insights-news/): Stay informed with in-depth analyses and expert commentary on various topics relevant to your industry and investment landscape, provided by Ishimbayev Law Firm. - [Sample Page](https://www.ishimbayev.com/sample-page/): This is an example page. It’s different from a blog post because it will stay in one place and will... - [Ishimbayev Law Firm: Securities Regulation and Corporate Governance Attorneys](https://www.ishimbayev.com/): Discover top-tier legal services specializing in securities regulation, corporate governance, and capital markets. Our experienced attorneys provide tailored solutions to meet your business needs. --- ## Posts - [The 7 Elements of an Effective Compliance Program That Keep Companies Safe](https://www.ishimbayev.com/insights-news/the-7-elements-of-an-effective-compliance-program-that-keep-companies-safe/): Discover the 7 elements of an effective compliance program. Learn how leadership, risk assessments, policies, and more protect businesses from regulatory risks. - [What Is a Regulatory Sandbox and How Does It Benefit Fintech Companies?](https://www.ishimbayev.com/insights-news/what-is-a-regulatory-sandbox-and-how-does-it-benefit-fintech-companies/): Learn how a regulatory sandbox helps fintech companies test innovations with relaxed rules, offering benefits like faster market entry and reduced compliance costs. - [Genius Act: A Turning Point For U.S. Stablecoin Regulation](https://www.ishimbayev.com/insights-news/genius-act-a-turning-point-for-u-s-stablecoin-regulation/): Explore the differences between private equity and venture capital to determine which investment strategy aligns best with your financial goals. - [Debt or Equity Financing: Understanding the Differences and Choosing the Best Fit](https://www.ishimbayev.com/insights-news/debt-or-equity-financing-understanding-the-differences-and-choosing-the-best-fit/): Understand the key differences between debt or equity financing. Learn how to choose the right option for your business's growth and financial strategy. - [What Are the Core Principles of Corporate Governance? A Quick Guide](https://www.ishimbayev.com/insights-news/what-are-the-core-principles-of-corporate-governance-a-quick-guide/): Discover the core principles of corporate governance. Learn how transparency, accountability, and fairness drive business success and build trust. - [SEC 2025 Report on Private Capital Markets Ownership Concentration and Access to Funding](https://www.ishimbayev.com/insights-news/sec-2025-report-on-private-capital-markets-ownership-concentration-and-access-to-funding/): Explore the differences between private equity and venture capital to determine which investment strategy aligns best with your financial goals. - [Broker-Dealer vs Investment Advisor Explained: What Sets Them Apart?](https://www.ishimbayev.com/insights-news/broker-dealer-vs-investment-advisor-explained-what-sets-them-apart/): Understand the key differences between broker-dealers and investment advisors to make informed decisions about your financial services. - [What Is Shareholder Activism and Why Should Your Business Care?](https://www.ishimbayev.com/insights-news/what-is-shareholder-activism-and-why-should-your-business-care/): Learn what shareholder activism is and why it’s crucial for your business to understand its impact on corporate governance, strategy. - [Legal Insights on Cross-Border M&A Trends Every Company Should Know](https://www.ishimbayev.com/insights-news/legal-insights-on-cross-border-mampa-trends-every-company-should-know/): Discover key legal insights on cross-border M&A trends to help your company navigate global mergers and acquisitions successfully. - [Insider Trading Policies: How to Build and Enforce Them Effectively](https://www.ishimbayev.com/insights-news/insider-trading-policies-how-to-build-and-enforce-them-effectively/): Learn how to build and enforce effective insider trading policies to ensure compliance, prevent legal risks, and protect your company’s integrity. - [Private Equity and Venture Capital: What's the Best Fit for Your Investment Strategy?](https://www.ishimbayev.com/insights-news/private-equity-and-venture-capital-whats-the-best-fit-for-your-investment-strategy/): Explore the differences between private equity and venture capital to determine which investment strategy aligns best with your financial goals. - [How Regulatory Compliance Consulting Services Can Safeguard Your Business](https://www.ishimbayev.com/insights-news/how-regulatory-compliance-consulting-services-can-safeguard-your-business/): Discover how regulatory compliance consulting services can protect your business from legal risks, ensure adherence to regulations. - [What Every Company Should Know About Unregistered Offerings](https://www.ishimbayev.com/insights-news/what-every-company-should-know-about-unregistered-offerings/): Explore the differences between private equity and venture capital to determine which investment strategy aligns best with your financial goals. - [Understanding the Initial Public Offering Procedure: Key Legal Steps for Success](https://www.ishimbayev.com/insights-news/understanding-the-initial-public-offering-procedure-key-legal-steps-for-success/): Learn the key legal steps in the initial public offering procedure to ensure a smooth IPO process, avoid compliance issues, and prepare your company for success. - [Corporate Governance Best Practices: Legal Insights for Business Leaders](https://www.ishimbayev.com/insights-news/corporate-governance-best-practices-legal-insights-for-business-leaders/): Discover essential corporate governance best practices and legal insights to help business leaders improve compliance, transparency, and accountability. - [Why Your Business Needs a Blockchain Law Firm: Top 5 Reasons](https://www.ishimbayev.com/insights-news/why-your-business-needs-a-blockchain-law-firm-top-5-reasons/): Discover the top 5 reasons why your business needs a blockchain law firm to navigate legal complexities and ensure compliance in the digital landscape. - [Term Sheets Explained: The Deal Before the Deal](https://www.ishimbayev.com/insights-news/term-sheets-explained-the-deal-before-the-deal/): Explore the differences between private equity and venture capital to determine which investment strategy aligns best with your financial goals. - [How to Recognize and Protect Yourself from Attorney Investment Fraud](https://www.ishimbayev.com/insights-news/how-to-recognize-and-protect-yourself-from-attorney-investment-fraud/): Learn how to recognize and protect yourself from attorney investment fraud with key strategies and legal insights to safeguard your business. - [Corporate Governance in 2025: What Businesses Need to Know About Changing Regulations](https://www.ishimbayev.com/insights-news/corporate-governance-in-2025-what-businesses-need-to-know-about-changing-regulations/): Discover the key changes in corporate governance regulations for 2025 and learn how businesses can adapt to stay compliant and competitive. - [Mergers and Acquisitions: Ensuring a Smooth Process with SEC Compliance](https://www.ishimbayev.com/insights-news/mergers-and-acquisitions-ensuring-a-smooth-process-with-sec-compliance/): Ensure a smooth M&A process by understanding SEC compliance requirements. Learn key strategies to navigate regulations. - [Regulatory Compliance: Why You Need a Cryptocurrency Lawyer](https://www.ishimbayev.com/insights-news/regulatory-compliance-why-you-need-a-cryptocurrency-lawyer/): Ensure regulatory compliance in crypto with a cryptocurrency lawyer who helps navigate laws, avoid legal risks, and protect your business. - [The Role of Legal Services for Startups in Protecting Intellectual Property](https://www.ishimbayev.com/insights-news/the-role-of-legal-services-for-startups-in-protecting-intellectual-property/): Discover how legal services for startups help protect intellectual property, prevent infringement, and ensure compliance with trademarks, patents, and copyrights. - [When Should You Hire a Private Equity Law Firm for Your Investment Deals?](https://www.ishimbayev.com/insights-news/when-should-you-hire-a-private-equity-law-firm-for-your-investment-deals/): Find out when to hire a private equity law firm to protect your investments, ensure compliance, and navigate complex financial transactions. - [Choosing the Right SEC Attorney: What to Look for in Legal Representation](https://www.ishimbayev.com/insights-news/choosing-the-right-sec-attorney-what-to-look-for-in-legal-representation/): Find out how to choose the right SEC attorney, what qualifications to look for, and how expert legal representation can protect your business. - [What Companies Need to Know About Listings, Governance, and Capital Access before Going Public in the U.S.?](https://www.ishimbayev.com/insights-news/what-companies-need-to-know-about-listings-governance-and-capital-access-before-going-public-in-the-u-s/): What Companies Need to Know About Listings, Governance, and Capital Access Before Going Public in the U. S. ? Going... - [The Legal Impact of Drag-Along Agreements on Founders, Investors, and Minority Shareholders](https://www.ishimbayev.com/insights-news/the-legal-impact-of-drag-along-agreements-on-founders-investors-and-minority-shareholders/): The Legal Impact of Drag-Along Agreements on Founders, Investors, and Minority Shareholders Imagine you and a group of friends start... - [Equity Vesting in Employment and Corporate Agreements](https://www.ishimbayev.com/insights-news/equity-vesting-in-employment-and-corporate-agreements/): Equity Vesting in Employment and Corporate Agreements When a company offers stock options to employees, it does not hand over... - [Liquidation Preferences: The Investor’s Legal Recipe for Getting Paid First](https://www.ishimbayev.com/insights-news/liquidation-preferences/): Liquidation Preferences: The Investor’s Legal Recipe for Getting Paid First Imagine you’ve invested in a company, and now it’s being... - [Clarifying the Legal Definition of a Security](https://www.ishimbayev.com/insights-news/clarifying-the-legal-definition-of-a-security/): Clarifying the Legal Definition of a Security The term “security” may sound straightforward, but in law, it carries significant weight.... - [Withholding Tax Requirements and Exceptions for Non-US Investors in Venture Capital Fund Transfers](https://www.ishimbayev.com/insights-news/withholding-tax-requirements-and-exceptions-for-non-us-investors-in-venture-capital-fund-transfers/): Withholding Tax Requirements and Exceptions for Non-US Investors in Venture Capital Fund Transfers Participation in the resale market for venture... - [The Supreme Court's Reaffirmation of the Seventh Amendment in SEC v. Jarkesy](https://www.ishimbayev.com/insights-news/the-supreme-courts-reaffirmation-of-the-seventh-amendment-in-sec-v-jarkesy/): The Supreme Court’s Reaffirmation of the Seventh Amendment in SEC v. Jarkesy A very recent ruling by the Supreme Court... - [SCOTUS Rules on Estate Tax Dispute Over Life Insurance Proceeds and Buy-Sell Agreements](https://www.ishimbayev.com/insights-news/scotus-rules-on-estate-tax-dispute-over-life-insurance-proceeds-and-buy-sell-agreements/): SCOTUS Rules on Estate Tax Dispute Over Life Insurance Proceeds and Buy-Sell Agreements Michael and Thomas Connelly were brothers who... - [New York Attorney General Sues Crypto Companies for Pyramid Scheme Frauds Impacting Over 11,000 Investors](https://www.ishimbayev.com/insights-news/new-york-attorney-general-sues-crypto-companies-for-pyramid-scheme-frauds-impacting-over-11000-investors/): New York Attorney General Sues Crypto Companies for Pyramid Scheme Frauds Impacting Over 11,000 Investors On June 6, 2024, New... - [SEC Enforcement Actions Against Mass Ave's Compliance Failures](https://www.ishimbayev.com/insights-news/sec-enforcement-actions-against-mass-aves-compliance-failures/): SEC Enforcement Actions Against Mass Ave’s Compliance Failures The Securities and Exchange Commission (SEC) has taken significant legal actions against... - [Press Release: Ishimbayev Law Firm Secures $4,885,982 Victory for Plaintiff in Breach of Contract Case](https://www.ishimbayev.com/insights-news/press-release-ishimbayev-law-firm-secures-4885982-victory-for-plaintiff-in-breach-of-contract-case/): Ishimbayev Law Firm Secures $4,885,982 Victory for Plaintiff in Breach of Contract Case Press Release Location: Brooklyn, New York We... - [CFTC Penalizes Falcon Labs for Unregistered Digital Asset Trading](https://www.ishimbayev.com/insights-news/cftc-penalizes-falcon-labs-for-unregistered-digital-asset-trading/): CFTC Penalizes Falcon Labs for Unregistered Digital Asset Trading The Commodity Futures Trading Commission (CFTC) took action against Falcon Labs... - [Proposed SEC and FinCEN Rules to Introduce Strict Customer Identification Programs for Investment Advisers](https://www.ishimbayev.com/insights-news/proposed-sec-and-fincen-rules-to-introduce-strict-customer-identification-programs-for-investment-advisers/): Proposed SEC and FinCEN Rules to Introduce Strict Customer Identification Programs for Investment Advisers The Securities and Exchange Commission (SEC)... - [Audit Firm and its Owner Charged with Major Fraud in Over 1,500 Financial Reports](https://www.ishimbayev.com/insights-news/audit-firm-charged-with-major-fraud/): Audit Firm and Its Owner Charged with Major Fraud in Over 1,500 Financial Reports On May 3, 2024, the Securities... - [Supreme Court Ruling Sets Precedent for Securities Lawsuits Against Public Companies](https://www.ishimbayev.com/insights-news/uk-avoids-recession-for-the-second-time-in-two-years-but-still-faces-the-possibility-in-2023/): Supreme Court Ruling Sets Precedent for Securities Lawsuits Against Public Companies The U. S. Supreme Court made a significant decision... - [The SEC Cracks Down on $300 Million Crypto Ponzi Scheme](https://www.ishimbayev.com/insights-news/years-but-still-faces-the-possibility-in-2023/): The SEC Cracks Down on $300 Million Crypto Ponzi Scheme The Securities and Exchange Commission (SEC) has taken legal action... - [The SEC Enhances Order Execution Disclosure Rules for Greater Market Transparency](https://www.ishimbayev.com/insights-news/the-second-time-in-two-years-but-still-faces-the-possibility-in-2023/): SEC Enhances Order Execution Disclosure Rules for Greater Market Transparency The Securities and Exchange Commission (SEC) has introduced new changes... - [SEC Implements New Rules for Clear Climate Change Disclosures to Investors](https://www.ishimbayev.com/insights-news/uk-avoids-recession-for-the-second-time-in-two-years-but-still-faces-the-possibility-in-2023-5/): SEC Implements New Rules for Clear Climate Change Disclosures to Investors The Securities and Exchange Commission (SEC) has made new... --- # # Detailed Content ## Pages > Review important disclaimers and information regarding attorney advertising as outlined by Ishimbayev Law Firm, ensuring transparency and compliance with legal advertising standards. - Published: 2024-04-17 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/attorney-advertising-notice/ Attorney Advertising Notice The content of this website https://www. ishimbayev. com (“Ishimbayev Law Firm Website”, “Website”) is disseminated for the sole purpose of providing general information and is not intended to offer specific legal counsel or to establish an attorney-client relationship with Ishimbayev Law Firm, P. C. Upon accessing or... --- - Published: 2024-04-17 - Modified: 2024-10-14 - URL: https://www.ishimbayev.com/legal-notice/ Legal Notice Prior to utilizing this website https://www. ishimbayev. com (“Ishimbayev Law Firm Website”, “Website”), it is imperative that you (hereinafter referred to as the "User", “you”) meticulously review and comprehend these Website Legal Notices, Terms of Service and Privacy Notice (collectively, the "Agreement") presented herein. This Agreement establishes a... --- - Published: 2024-04-17 - Modified: 2024-10-14 - URL: https://www.ishimbayev.com/cookies-policy/ Cookies Policy At Ishimbayev Law Firm, P. C. , we leverage a range of technologies to curate tailored experiences for our esteemed website https://www. ishimbayev. com (“Website”) visitors. Among these tools, we employ "cookies," small text files that our Website may place on your computer. These cookies are essential for... --- > Familiarize yourself with the terms governing the use of Ishimbayev Law Firm services, ensuring clarity on client rights and obligations. - Published: 2024-04-17 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/privacy-policy/ Privacy Notice Effective as of October 14, 2024 This Privacy Notice outlines the practices of Ishimbayev Law Firm, P. C. , including our affiliates (collectively referred to as “Ishimbayev Law Firm,” the “Firm,” “we,” “us,” or “our”), regarding the collection, use, and handling of personal information gathered through our digital... --- - Published: 2024-04-17 - Modified: 2024-05-04 - URL: https://www.ishimbayev.com/terms-of-service/ Terms of Service Ishimbayev Law Firm, P. C. , a New York professional corporation, is a legal services provider. While it may be associated with a national and international network of legal and non-legal entities offering a range of consultancy services, this communication focuses specifically on the New York –... --- > Reach out to Ishimbayev Law Firm through our various office locations. Our dedicated teams are ready to offer comprehensive support and professional assistance. - Published: 2024-04-13 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/contact-us/ We Welcome Your Inquiries Our offices and dedicated teams stand ready to offer you comprehensive support, ensuring professional assistance is always within reach. Dubai Sheikh Mohammed Bin Rashid Blvd, Boulevard Plaza Tower 1, Dubai, UAE +1-212-220-6548info@ishimbayev. com Rotterdam Crockstraat 46, Rotterdam, 3047AC, the Netherlands +31-6-86-19-1177info@ishimbayev. com New Jersey 309 Fellowship... --- > Ishimbayev Law Firm offers expert guidance on market regulation, ensuring clients adhere to securities laws and capital market standards, mitigating risks and promoting compliance. - Published: 2024-04-12 - Modified: 2025-05-06 - URL: https://www.ishimbayev.com/practice-areas/market-regulation/ Mastering Market Regulation, Ensuring Operational Resilience ILF’s Market Regulation advisory services are at the forefront of addressing the complexities and challenges of today's trading environments. Our comprehensive suite of services is designed for financial institutions, trading platforms, and corporate entities navigating the intricate web of regulations governing trading systems, dark... --- > Ishimbayev Law Firm enhances investor relations by crafting effective communication strategies, ensuring compliance, and strengthening trust between companies and their investors. - Published: 2024-04-12 - Modified: 2025-05-06 - URL: https://www.ishimbayev.com/practice-areas/investor-relations/ Fostering Transparency, Fortifying Investor Relations Our Investor Relations services are designed to strengthen the bridge between companies and their investors, ensuring a foundation of transparency, trust, and compliance. Our approach blends legal acumen with strategic communications, navigating the nuanced landscape of investor relations with a keen eye on the evolving... --- > Ishimbayev Law Firm provides comprehensive legal services for mergers and acquisitions, guiding clients through complex transactions to achieve strategic business objectives. - Published: 2024-04-12 - Modified: 2025-05-06 - URL: https://www.ishimbayev.com/practice-areas/merger-acquisitions/ Orchestrating Deals, Amplifying M&A Success ILF's Merger & Acquisitions (M&A) services stand as a beacon of excellence for corporations, investment banks, and private equity firms navigating the complexities of mergers, acquisitions, and corporate restructuring. Our comprehensive approach combines meticulous legal scrutiny with strategic business insight to ensure that transactions not... --- > Ishimbayev Law Firm delivers tailored legal solutions for private equity and venture capital investments, facilitating successful funding and growth strategies for businesses. - Published: 2024-04-12 - Modified: 2025-05-06 - URL: https://www.ishimbayev.com/practice-areas/private-equity-venture-capital/ Driving Private Equity & Venture Capital Growth Our law firm is a reliable service provider in the private equity and venture capital legal arena, offering a comprehensive suite of legal assistance to private equity and venture capital funds throughout their entire investment journey. With a team specialized in the nuances... --- > Ishimbayev Law Firm assists public companies in meeting reporting and disclosure obligations, promoting transparency and regulatory compliance in financial communications. - Published: 2024-04-12 - Modified: 2025-05-06 - URL: https://www.ishimbayev.com/practice-areas/public-company-reporting-disclosure/ Refining Reports, Enhancing Public Transparency ILF's Public Company Reporting and Disclosure services are meticulously tailored to meet the demands of publicly traded companies facing the complexities of regulatory compliance, transparency, and shareholder communication. Our team, comprised of seasoned legal experts with deep insights into securities law and regulatory practices, offers... --- > Ishimbayev Law Firm represents clients before regulatory agencies and legislative bodies, influencing policy developments affecting securities regulation and capital markets. - Published: 2024-04-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/practice-areas/regulatory-advocacy-policy-development/ Advocating Policy, Securing Regulatory Frameworks ILF's Regulatory Advocacy and Policy Development services cater to entities operating within the securities sector, offering expert representation and strategic advice on the ever-evolving landscape of securities regulation and capital markets. Our dedicated team, leveraging a wealth of experience and deep regulatory insights, is committed... --- > Ishimbayev Law Firm offers robust defense in securities litigation and enforcement actions, protecting clients' interests in complex legal and regulatory matters. - Published: 2024-04-12 - Modified: 2025-05-06 - URL: https://www.ishimbayev.com/practice-areas/securities-litigation-enforcement/ Shielding Integrity, Strategizing Legal Defense ILF's Securities Litigation and Enforcement practice provides exceptional legal representation and strategic counsel to companies, executives, and individuals involved in complex securities litigation and regulatory challenges. Our seasoned litigators and regulatory experts bring a wealth of experience to defending clients in investigations and enforcement actions... --- > Ishimbayev Law Firm provides expert legal counsel on securities offerings and capital markets transactions, ensuring compliance and strategic execution of financial deals. - Published: 2024-04-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/practice-areas/securuties-offerings-capital-markets-transactions/ Strategizing Offerings, Streamlining Transactions ILF's Capital Markets and Securities Regulation practice offers premier legal services across the full spectrum of corporate finance, catering to a diverse clientele that ranges from burgeoning start-ups to established multinational corporations. Our commitment is to navigate our clients through the intricate weave of federal and... --- > Ishimbayev Law Firm advises on strategies to address shareholder activism, defending corporate interests and facilitating constructive engagement with shareholders. - Published: 2024-04-12 - Modified: 2025-05-06 - URL: https://www.ishimbayev.com/practice-areas/shareholder-activism-defense/ Strategizing Strength, Safeguarding Shareholder Interests ILF's Shareholder Activism and Defense practice provides specialized legal services aimed at navigating the complex dynamics between companies and activist shareholders. Whether representing companies in strengthening their defenses against shareholder activism or advising activists on effective campaign strategies for corporate governance or strategic change, our... --- > Ishimbayev Law Firm offers comprehensive legal services for start-ups, guiding entrepreneurs through business formation, funding, and growth stages. - Published: 2024-04-12 - Modified: 2025-05-28 - URL: https://www.ishimbayev.com/practice-areas/start-ups/ Empowering Start-ups, Fueling Innovation The journey of a start-up is one of innovation, guided by visionary thinking, dedication and an indomitable spirit. ILF's dedicated team mirrors the entrepreneurial ethos, offering a partnership that cultivates your company's success from inception to growth and beyond. Our team includes attorneys who specialize in... --- > Ishimbayev Law Firm provides tailored legal solutions for family businesses, focusing on succession planning, governance, and wealth preservation. - Published: 2024-04-12 - Modified: 2025-05-06 - URL: https://www.ishimbayev.com/practice-areas/trust-family-business/ Preserving Legacy, Cultivating Family Success ILF's Trusts & Family Business practice is dedicated to providing customized, comprehensive legal solutions for family businesses and family offices. Our experienced attorneys combine legal expertise with a nuanced understanding of the unique challenges and opportunities faced by family businesses. This unique approach combines industry-specific... --- > Discover the experienced legal team at Ishimbayev Law Firm, specializing in securities regulation, corporate governance, and compliance advisory services. - Published: 2024-04-12 - Modified: 2025-04-27 - URL: https://www.ishimbayev.com/lawyers/ Global Expertise & Local Precision Our team brings a wealth of experience in both domestic U. S. legal practices and international regulations, specializing in corporate structuring and securities law. Our attorneys are skilled in handling the specific challenges that companies face as they grow and expand, offering strategic advice that... --- > Ishimbayev Law Firm offers comprehensive services in investment management and fund formation, ensuring regulatory compliance and strategic structuring for optimal returns. - Published: 2024-04-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/practice-areas/investment-management-investment-funds/ Strategizing Funds, Elevating Investment Success We excel as a leading advisor and strategic partner in the global investment management and funds sector, guiding a wide range of clients through the complexities of investment strategies, partnerships and transactions throughout the asset management lifecycle. Our Fund Formation & Investment Management practice is... --- > Explore the diverse legal services offered by Ishimbayev Law Firm, including corporate finance, compliance advisory, and investment management. - Published: 2024-04-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/practice-areas/ Guiding Legal Horizons, Nurturing Business Growth Broker-Dealer & Investment Adviser RegulationCompliance Advisory & Risk ManagementCorporate GovernanceEnvironmental, Social, & Governance (ESG) ComplianceInsider Trading Policies & ProceduresInvestment Management & Investment FundsMarket RegulationPrivate Equity & Venture CapitalRegulatory Advocacy & Policy DevelopmentSecuruties Offerings & Capital Markets TransactionsStart-UpsCommodities, Futures & DerivativesCorporate FinanceCross-Border Securities TransactionsExecutive Compensation... --- > Ishimbayev Law Firm offers expert legal guidance on commodities, futures, and derivatives markets, ensuring compliance and strategic management of complex financial instruments. - Published: 2024-04-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/practice-areas/commodities-futures-derivatives/ Mastering Derivatives, Simplifying Complex Markets ILF's Commodities, Futures and Derivatives practice is a cornerstone of our legal services, providing unparalleled advice and strategic solutions in the complex realm of derivatives transactions and regulatory environments. Seamlessly integrated into ILF's sophisticated operations, our team is known for its expertise in diverse derivatives... --- > Ishimbayev Law Firm provides comprehensive compliance advisory and risk management services, helping clients navigate regulatory landscapes and mitigate potential risks. - Published: 2024-04-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/practice-areas/compliance-advisory-risk-management/ Guiding Compliance, Securing Trust At our law firm, we understand the delicate balance between building a solid reputation and the speed at which it can be compromised. In today's dynamic business environment, navigating the nuances of governance, risk and compliance is critical to the sustainability and growth of any type... --- > Ishimbayev Law Firm delivers strategic corporate finance advisory services, facilitating capital raising, financial structuring, and growth initiatives for businesses. - Published: 2024-04-12 - Modified: 2025-05-28 - URL: https://www.ishimbayev.com/practice-areas/corporate-finance/ Structuring Finance, Empowering Corporate Growth ILF's Corporate Finance practice provides comprehensive advisory services tailored to the unique needs of our clients, ranging from start-ups to multinational corporations. Our expertise spans a broad range of debt and equity financing transactions, ensuring that our clients secure the capital necessary to grow and... --- > Ishimbayev Law Firm advises on corporate governance best practices, strengthening board structures, and ensuring compliance with regulatory standards. - Published: 2024-04-12 - Modified: 2025-05-28 - URL: https://www.ishimbayev.com/practice-areas/corporate-governance/ Building Accountability, Enhancing Governance ILF's Corporate Governance practice provides comprehensive advisory services designed to improve corporate governance frameworks and ensure that they comply with regulatory requirements, listing standards and best practices. Our team of experts works closely with clients to foster robust governance structures that promote transparency, accountability, and shareholder... --- - Published: 2024-04-12 - Modified: 2024-05-05 - URL: https://www.ishimbayev.com/practice-areas/cross-border-securities-transactions/ Bridging Borders, Streamlining Global Securities Transactions ILF's expertise in cross-border securities transactions is critical for clients operating in the global financial marketplace. Our practice is dedicated to navigating the complexities of international securities transactions, ensuring compliance with foreign securities laws, and optimizing the strategic outcomes of global offerings and listings.... --- > Ishimbayev Law Firm guides clients on Environmental, Social, and Governance (ESG) compliance, integrating sustainable practices into corporate strategies and meeting evolving disclosure requirements. - Published: 2024-04-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/practice-areas/environmental-social-governance-esg-compliance/ Integrating ESG Strategy, Driving Sustainable Value ILF's Environmental, Social, and Governance (ESG) Compliance practice is at the forefront of advising clients on the rapidly evolving landscape of ESG disclosure requirements and integrating ESG principles into investment strategies and compliance programs. As investors and regulators around the world increasingly prioritize ESG... --- - Published: 2024-04-12 - Modified: 2024-05-05 - URL: https://www.ishimbayev.com/practice-areas/executive-compensation-employee-benefits/ Designing Compensation, Fostering Talent Retention ILF's Executive Compensation and Employee Benefits practice provides specialized advisory services aimed at designing and implementing executive compensation plans that not only comply with securities laws, but are also aligned with corporate goals and shareholder interests. Our expertise encompasses a wide range of compensation mechanisms,... --- > Ishimbayev Law Firm provides legal solutions for fintech and blockchain ventures, addressing regulatory challenges and fostering innovation in financial technologies. - Published: 2024-04-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/practice-areas/financial-technologies-fntech-blockchain/ Advancing Fintech Strategies, Solving Blockchain Challenges ILF's Fintech and Blockchain practice provides unparalleled advisory services tailored to the vanguard of financial technology and digital assets. This rapidly evolving sector presents unique opportunities and regulatory challenges, particularly with respect to blockchain technology, cryptocurrencies, digital assets, and the broader fintech ecosystem. Our... --- > Ishimbayev Law Firm offers tailored services addressing insider trading laws, ensuring compliance and protecting corporate integrity through policy development and training. - Published: 2024-04-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/practice-areas/insider-trading-policies-procedures/ Safeguarding Integrity, Mitigating Insider Trading Risks At ILF, our Insider Trading Policies and Procedures service line is carefully designed to address the critical and complex issues surrounding insider trading laws. As the securities regulatory landscape continues to evolve, our services are essential for companies, their insiders, and corporate officers seeking... --- > Learn about Ishimbayev Law Firm's commitment to excellence in legal services. Our team of seasoned professionals is dedicated to guiding clients through complex legal landscapes with personalized strategies. - Published: 2024-04-10 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/about-us/ About ILF Courage in Practice, Excellence in Law Ishimbayev Law Firm, P. C. (ILF) was launched in 2015 by Dmitriy Ishimbayev, a retail entrepreneur who pivoted to law, aiming to reshape legal support for small businesses and startups in New York and New Jersey. His transition was sparked by challenges... --- > Explore career opportunities at Ishimbayev Law Firm, where we value trust, collaboration, growth, and achievements. Join our team of professionals dedicated to excellence in legal services. - Published: 2024-04-09 - Modified: 2025-05-28 - URL: https://www.ishimbayev.com/careers/ We Break the Mold At ILF, uniqueness is our standard and effectiveness is our practice. Specializing in securities regulation and corporate structuring, we tackle the complexities of this part of the business world head-on. Our mission is simple: to provide superior service to our clients by staying ahead of the... --- > Ishimbayev Law Firm guides clients through broker-dealer and investment adviser regulations, offering compliance strategies and support for successful operations. - Published: 2024-04-09 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/practice-areas/broker-dealer-investment-adviser-regulation/ BROKER-DEALER & INVESTMENT ADVISER REGULATION Deploying Strategy, Guiding Success ILF's Broker-Dealer and Investment Adviser Regulation practice is finely tuned to the complex regulatory environment, ensuring that our clients navigate the requirements with expertise and confidence. Our dedicated team provides strategic, customized solutions across the spectrum of compliance, registration, examination, and... --- > Stay informed with in-depth analyses and expert commentary on various topics relevant to your industry and investment landscape, provided by Ishimbayev Law Firm. - Published: 2024-04-08 - Modified: 2025-06-02 - URL: https://www.ishimbayev.com/insights-news/ Insights & News Stay Ahead of the Curve Our aim is to equip you with the knowledge necessary to navigate the complexities of the evolving business and investment environment effectively. Our publications offer more than just surface-level insights. We provide in-depth analysis and expert commentary on various topics relevant to... --- - Published: 2024-04-02 - Modified: 2024-04-02 - URL: https://www.ishimbayev.com/sample-page/ This is an example page. It's different from a blog post because it will stay in one place and will show up in your site navigation (in most themes). Most people start with an About page that introduces them to potential site visitors. It might say something like this: Hi... --- --- ## Posts > Discover the 7 elements of an effective compliance program. Learn how leadership, risk assessments, policies, and more protect businesses from regulatory risks. - Published: 2025-07-01 - Modified: 2025-07-01 - URL: https://www.ishimbayev.com/insights-news/the-7-elements-of-an-effective-compliance-program-that-keep-companies-safe/ - Categories: News - Tags: 7 elements of an effective compliance program The boardroom falls silent as the general counsel delivers devastating news: a regulatory violation has triggered a government investigation that could cost millions in fines and damage the company's reputation. This scenario happens every day as businesses discover that good intentions alone can't protect them from complex regulations. Today's companies... --- > Learn how a regulatory sandbox helps fintech companies test innovations with relaxed rules, offering benefits like faster market entry and reduced compliance costs. - Published: 2025-06-25 - Modified: 2025-07-01 - URL: https://www.ishimbayev.com/insights-news/what-is-a-regulatory-sandbox-and-how-does-it-benefit-fintech-companies/ - Categories: News - Tags: fintech regulatory sandbox, regulatory sandbox The financial technology sector thrives on innovation, but there's a catch – every new idea must pass through layers of complex regulations before reaching consumers. Promising fintech startups face a tough choice: spend months or years getting licenses and meeting regulatory requirements, or risk operating in legal gray areas. This... --- > Explore the differences between private equity and venture capital to determine which investment strategy aligns best with your financial goals. - Published: 2025-06-20 - Modified: 2025-06-22 - URL: https://www.ishimbayev.com/insights-news/genius-act-a-turning-point-for-u-s-stablecoin-regulation/ - Categories: News Genius Act: A Turning Point For U. S. Stablecoin Regulation On June 17, 2025, the U. S. Senate passed the Guiding and Establishing National Innovation for U. S. Stablecoins Act—better known as the GENIUS Act—marking a watershed moment in the legal treatment of digital assets. With strong bipartisan support, the... --- > Understand the key differences between debt or equity financing. Learn how to choose the right option for your business's growth and financial strategy. - Published: 2025-06-17 - Modified: 2025-07-01 - URL: https://www.ishimbayev.com/insights-news/debt-or-equity-financing-understanding-the-differences-and-choosing-the-best-fit/ - Categories: News - Tags: debt financing versus equity financing, debt or equity financing Every business owner faces a critical crossroads when growth demands capital: how to fund expansion without compromising the company's future. The choice between borrowing money and bringing in investors represents more than just a financial transaction—it determines who controls the business, how profits are shared, and what risks the company... --- > Discover the core principles of corporate governance. Learn how transparency, accountability, and fairness drive business success and build trust. - Published: 2025-06-12 - Modified: 2025-07-01 - URL: https://www.ishimbayev.com/insights-news/what-are-the-core-principles-of-corporate-governance-a-quick-guide/ - Categories: News - Tags: corporate governance principles, principles of corporate governance​ We've all heard about companies that seemed successful one day and collapsed the next. These failures often happen because of poor corporate governance – basically, the companies weren't running their business properly behind the scenes. Corporate governance is simply how a company is run and controlled. Think of it as... --- > Explore the differences between private equity and venture capital to determine which investment strategy aligns best with your financial goals. - Published: 2025-05-30 - Modified: 2025-05-30 - URL: https://www.ishimbayev.com/insights-news/sec-2025-report-on-private-capital-markets-ownership-concentration-and-access-to-funding/ - Categories: News SEC 2025 Report on Private Capital Markets Ownership Concentration and Access to Funding On May 28, 2025, the U. S. Securities and Exchange Commission (SEC) released new data and analysis that shine a light on how private markets are evolving—especially in three key areas that affect both investors and companies... --- > Understand the key differences between broker-dealers and investment advisors to make informed decisions about your financial services. - Published: 2025-05-27 - Modified: 2025-06-02 - URL: https://www.ishimbayev.com/insights-news/broker-dealer-vs-investment-advisor-explained-what-sets-them-apart/ - Categories: Blog Financial decisions often require professional guidance, and many investors find themselves choosing between two distinct types of financial professionals: broker-dealers and investment advisors. Though both help manage financial assets, they operate under different models, follow separate regulatory frameworks, and maintain distinct relationships with their clients. The confusion between these roles... --- > Learn what shareholder activism is and why it’s crucial for your business to understand its impact on corporate governance, strategy. - Published: 2025-05-21 - Modified: 2025-06-02 - URL: https://www.ishimbayev.com/insights-news/what-is-shareholder-activism-and-why-should-your-business-care/ - Categories: Blog Corporate executives are now confronted by an emerging reality: an investor is no longer content to just collect dividends from shareholders without being involved. Activist shareholder movements insist on being involved, opposing certain strategic decisions and pressuring for changes across the board-from climate policies to executive pay. The balance of... --- > Discover key legal insights on cross-border M&A trends to help your company navigate global mergers and acquisitions successfully. - Published: 2025-05-15 - Modified: 2025-06-02 - URL: https://www.ishimbayev.com/insights-news/legal-insights-on-cross-border-mampa-trends-every-company-should-know/ - Categories: Blog When a German manufacturer acquires a Brazilian tech startup, or a Canadian energy company merges with an Indonesian resource firm, the resulting business marriage crosses more than just geographical boundaries. Cross border mergers and acquisitions challenge legal teams to harmonize different regulatory systems, cultural expectations, and business practices—often with billions... --- > Learn how to build and enforce effective insider trading policies to ensure compliance, prevent legal risks, and protect your company’s integrity. - Published: 2025-05-03 - Modified: 2025-06-02 - URL: https://www.ishimbayev.com/insights-news/insider-trading-policies-how-to-build-and-enforce-them-effectively/ - Categories: Blog Corporate boardrooms and executive suites face few challenges as legally perilous as insider trading violations. A single misstep can trigger SEC investigations, massive penalties, and permanent reputational damage. Yet many companies treat their insider trading policies as mere compliance checkboxes rather than critical protective shields. This guide offers a practical... --- > Explore the differences between private equity and venture capital to determine which investment strategy aligns best with your financial goals. - Published: 2025-04-30 - Modified: 2025-05-06 - URL: https://www.ishimbayev.com/insights-news/private-equity-and-venture-capital-whats-the-best-fit-for-your-investment-strategy/ - Categories: Blog The world of alternative investments offers diverse pathways for wealth creation beyond traditional stocks and bonds. Among these options, private equity and venture capital stand out as powerful vehicles that can significantly amplify portfolio returns, though through markedly different approaches and risk profiles. For investors seeking to diversify beyond public... --- > Discover how regulatory compliance consulting services can protect your business from legal risks, ensure adherence to regulations. - Published: 2025-04-23 - Modified: 2025-05-06 - URL: https://www.ishimbayev.com/insights-news/how-regulatory-compliance-consulting-services-can-safeguard-your-business/ - Categories: Blog In the intricate web of modern business operations, regulatory compliance has emerged as a cornerstone of organizational sustainability. As government oversight intensifies and industry standards become increasingly stringent, businesses face mounting pressure to adhere to complex regulatory frameworks. Missteps in this arena can trigger severe consequences, from substantial financial penalties... --- > Explore the differences between private equity and venture capital to determine which investment strategy aligns best with your financial goals. - Published: 2025-04-16 - Modified: 2025-05-29 - URL: https://www.ishimbayev.com/insights-news/what-every-company-should-know-about-unregistered-offerings/ - Categories: News What Every Company Should Know About Unregistered Offerings When a company wants to raise money by selling shares or bonds, it usually has to "register" that sale with the U. S. Securities and Exchange Commission (SEC). But sometimes companies don’t go through this public registration process. Instead, they rely on... --- > Learn the key legal steps in the initial public offering procedure to ensure a smooth IPO process, avoid compliance issues, and prepare your company for success. - Published: 2025-04-16 - Modified: 2025-05-05 - URL: https://www.ishimbayev.com/insights-news/understanding-the-initial-public-offering-procedure-key-legal-steps-for-success/ - Categories: Blog When a private company decides to transform into a publicly traded entity, it enters a complex transformation that can fundamentally alter its financial structure, governance, and market position. This transition—the Initial Public Offering (IPO)—represents a significant milestone in a company's development, opening doors to substantial capital infusion while introducing new... --- > Discover essential corporate governance best practices and legal insights to help business leaders improve compliance, transparency, and accountability. - Published: 2025-04-09 - Modified: 2025-05-05 - URL: https://www.ishimbayev.com/insights-news/corporate-governance-best-practices-legal-insights-for-business-leaders/ - Categories: Blog At the heart of every thriving enterprise lies a robust framework of corporate governance—the system of rules, practices, and processes that direct and control a company. As businesses face increasing regulatory scrutiny and stakeholder expectations, implementing corporate governance best practices has never been more critical for long-term sustainability and legal... --- > Discover the top 5 reasons why your business needs a blockchain law firm to navigate legal complexities and ensure compliance in the digital landscape. - Published: 2025-04-02 - Modified: 2025-04-03 - URL: https://www.ishimbayev.com/insights-news/why-your-business-needs-a-blockchain-law-firm-top-5-reasons/ - Categories: Blog The digital landscape is evolving at an exceptional rate, with transformative technologies reshaping industries in ways we couldn’t have imagined a decade ago. Among these innovations, decentralized systems and digital assets are gaining widespread adoption, offering businesses enhanced security, transparency, and operational efficiency. However, as organizations look to integrate these... --- > Explore the differences between private equity and venture capital to determine which investment strategy aligns best with your financial goals. - Published: 2025-03-26 - Modified: 2025-05-28 - URL: https://www.ishimbayev.com/insights-news/term-sheets-explained-the-deal-before-the-deal/ - Categories: News Term Sheets Explained: The Deal Before the Deal A term sheet is a simple document that outlines the basic terms of a deal before the full contract is written. It’s like a roadmap that helps both sides see if they’re on the same page before spending time and money on... --- > Learn how to recognize and protect yourself from attorney investment fraud with key strategies and legal insights to safeguard your business. - Published: 2025-03-26 - Modified: 2025-04-02 - URL: https://www.ishimbayev.com/insights-news/how-to-recognize-and-protect-yourself-from-attorney-investment-fraud/ - Categories: Blog For many entrepreneurs and businesses, the relationship with legal advisors is one of trust and reliance. Legal professionals provide the necessary expertise to guide companies through financial transactions, investment opportunities, mergers, and acquisitions. When done correctly, these partnerships help businesses grow, manage risks, and ensure long-term success. However, like any... --- > Discover the key changes in corporate governance regulations for 2025 and learn how businesses can adapt to stay compliant and competitive. - Published: 2025-03-19 - Modified: 2025-04-02 - URL: https://www.ishimbayev.com/insights-news/corporate-governance-in-2025-what-businesses-need-to-know-about-changing-regulations/ - Categories: Blog In recent years, corporate governance has shifted from being a static compliance requirement to a dynamic element of corporate strategy. As businesses face heightened scrutiny from regulators, investors, and the public, the need for effective governance practices has reached new heights. By 2025, businesses will need to adapt to an... --- > Ensure a smooth M&A process by understanding SEC compliance requirements. Learn key strategies to navigate regulations. - Published: 2025-03-13 - Modified: 2025-04-02 - URL: https://www.ishimbayev.com/insights-news/mergers-and-acquisitions-ensuring-a-smooth-process-with-sec-compliance/ - Categories: Blog When companies merge or one business acquires another, the goal is often to enhance market position, access new technologies, or restructure for greater profitability. However, these transactions are far from simple. They require careful coordination of legal documents, financial disclosures, and regulatory filings. For publicly traded companies, these steps must... --- > Ensure regulatory compliance in crypto with a cryptocurrency lawyer who helps navigate laws, avoid legal risks, and protect your business. - Published: 2025-03-04 - Modified: 2025-03-10 - URL: https://www.ishimbayev.com/insights-news/regulatory-compliance-why-you-need-a-cryptocurrency-lawyer/ - Categories: Blog Regulatory Compliance: Why You Need a Cryptocurrency Lawyer Cryptocurrency has grown rapidly in recent times, drawing investors, companies, and banks. Cryptocurrencies such as Bitcoin, Ethereum, and other altcoins have changed international finance, opening up opportunities and posing new challenges. The more cryptocurrency is adopted, the more regulation issues arise; thus,... --- > Discover how legal services for startups help protect intellectual property, prevent infringement, and ensure compliance with trademarks, patents, and copyrights. - Published: 2025-02-27 - Modified: 2025-03-10 - URL: https://www.ishimbayev.com/insights-news/the-role-of-legal-services-for-startups-in-protecting-intellectual-property/ - Categories: Blog The Role of Legal Services for Startups in Protecting Intellectual Property Startups compete on innovation. Intellectual property (IP) is one of the pillars upon which startups guard their new ideas, names, and technology. Without proper legal protection, startups risk losing control over their innovations, facing infringement, or being entangled in... --- > Find out when to hire a private equity law firm to protect your investments, ensure compliance, and navigate complex financial transactions. - Published: 2025-02-25 - Modified: 2025-03-10 - URL: https://www.ishimbayev.com/insights-news/when-should-you-hire-a-private-equity-law-firm-for-your-investment-deals/ - Categories: Blog When Should You Hire a Private Equity Law Firm for Your Investment Deals? Private equity is now a significant branch of the investment world, which gives companies and investors access to funds for driving growth, expansion, and acquisitions. These types of investments are normally big-ticket deals, encompassing complex legal structures... --- > Find out how to choose the right SEC attorney, what qualifications to look for, and how expert legal representation can protect your business. - Published: 2025-02-21 - Modified: 2025-03-10 - URL: https://www.ishimbayev.com/insights-news/choosing-the-right-sec-attorney-what-to-look-for-in-legal-representation/ - Categories: Blog Choosing the Right SEC Attorney: What to Look for in Legal Representation Securities law is among the most complex fields of law, requiring a thorough understanding of financial regulations, compliance, and enforcement policies. An SEC lawyer ensures that companies, investors, and financial institutions comply with the Securities and Exchange Commission's... --- - Published: 2025-02-17 - Modified: 2025-04-17 - URL: https://www.ishimbayev.com/insights-news/what-companies-need-to-know-about-listings-governance-and-capital-access-before-going-public-in-the-u-s/ - Categories: News What Companies Need to Know About Listings, Governance, and Capital Access Before Going Public in the U. S. ? Going public, whether for a budding startup or an established company seeking to expand its horizons, is a momentous milestone in the life cycle of any business. But going public on... --- - Published: 2025-01-29 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/the-legal-impact-of-drag-along-agreements-on-founders-investors-and-minority-shareholders/ - Categories: News The Legal Impact of Drag-Along Agreements on Founders, Investors, and Minority Shareholders Imagine you and a group of friends start a company together. Over time, you bring in outside investors to help grow the business. These investors provide the funding you need, but in return, they get a say in... --- - Published: 2024-12-23 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/equity-vesting-in-employment-and-corporate-agreements/ - Categories: News Equity Vesting in Employment and Corporate Agreements When a company offers stock options to employees, it does not hand over all the shares immediately. Instead, the process of becoming fully entitled to these shares happens gradually over time, which is known as vesting. The most common arrangement for vesting spans... --- - Published: 2024-11-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/liquidation-preferences/ - Categories: News Liquidation Preferences: The Investor’s Legal Recipe for Getting Paid First Imagine you’ve invested in a company, and now it’s being sold or its assets are being liquidated. A liquidation preference determines who gets paid first and how much they get before others receive anything. Think of it as a safety... --- - Published: 2024-09-23 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/clarifying-the-legal-definition-of-a-security/ - Categories: News Clarifying the Legal Definition of a Security The term "security" may sound straightforward, but in law, it carries significant weight. Knowing what qualifies as a security might become critical, as it determines whether a transaction must comply with securities regulations. This distinction does not just affect buyers and sellers. It... --- - Published: 2024-08-07 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/withholding-tax-requirements-and-exceptions-for-non-us-investors-in-venture-capital-fund-transfers/ - Categories: News Withholding Tax Requirements and Exceptions for Non-US Investors in Venture Capital Fund Transfers Participation in the resale market for venture capital funds is crucial for investors who wish to liquidate their investments earlier than initially anticipated. This requirement might be due to diverse personal or strategic financial points like a... --- - Published: 2024-07-10 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/the-supreme-courts-reaffirmation-of-the-seventh-amendment-in-sec-v-jarkesy/ - Categories: News The Supreme Court's Reaffirmation of the Seventh Amendment in SEC v. Jarkesy A very recent ruling by the Supreme Court came on June 27, 2024, in Securities and Exchange Commission v. Jarkesy, which held that the Seventh Amendment to the U. S. Constitution requires the Securities and Exchange Commission (SEC)... --- - Published: 2024-06-26 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/scotus-rules-on-estate-tax-dispute-over-life-insurance-proceeds-and-buy-sell-agreements/ - Categories: News SCOTUS Rules on Estate Tax Dispute Over Life Insurance Proceeds and Buy-Sell Agreements Michael and Thomas Connelly were brothers who co-owned Crown C Supply, Inc. , a building supply corporation. Michael held a significant majority of the company with 77. 18% of the shares, while Thomas owned the remaining 22.... --- - Published: 2024-06-11 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/new-york-attorney-general-sues-crypto-companies-for-pyramid-scheme-frauds-impacting-over-11000-investors/ - Categories: News New York Attorney General Sues Crypto Companies for Pyramid Scheme Frauds Impacting Over 11,000 Investors On June 6, 2024, New York Attorney General Letitia James initiated a significant legal action against NovaTechFx, AWS Mining, and their founders for conducting illegal pyramid schemes that resulted in substantial financial losses for numerous... --- - Published: 2024-05-31 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/sec-enforcement-actions-against-mass-aves-compliance-failures/ - Categories: News SEC Enforcement Actions Against Mass Ave's Compliance Failures The Securities and Exchange Commission (SEC) has taken significant legal actions against Mass Ave Global Inc. (MassAve) and its co-founder, CEO, and Chief Investment Officer, Winston Feng. The legal issues revolve around violations of the Investment Advisers Act of 1940 and the... --- - Published: 2024-05-20 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/press-release-ishimbayev-law-firm-secures-4885982-victory-for-plaintiff-in-breach-of-contract-case/ - Categories: News Ishimbayev Law Firm Secures $4,885,982 Victory for Plaintiff in Breach of Contract Case Press ReleaseLocation: Brooklyn, New YorkWe are pleased to announce that Ishimbayev Law Firm, P. C. has achieved a significant victory on behalf of our client, Elena Khotovitskaya, in the United States District Court for the Eastern District... --- - Published: 2024-05-15 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/cftc-penalizes-falcon-labs-for-unregistered-digital-asset-trading/ - Categories: News CFTC Penalizes Falcon Labs for Unregistered Digital Asset Trading The Commodity Futures Trading Commission (CFTC) took action against Falcon Labs Ltd. for operating as an unregistered Futures Commission Merchant (FCM) and providing U. S. customers access to digital asset derivatives trading platforms without the required registration. This is the first... --- - Published: 2024-05-13 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/proposed-sec-and-fincen-rules-to-introduce-strict-customer-identification-programs-for-investment-advisers/ - Categories: News Proposed SEC and FinCEN Rules to Introduce Strict Customer Identification Programs for Investment Advisers The Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) have jointly proposed new regulations requiring registered investment advisers (RIAs) and exempt reporting advisers (ERAs) to create and maintain detailed customer identification programs... --- - Published: 2024-05-03 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/audit-firm-charged-with-major-fraud/ - Categories: News Audit Firm and Its Owner Charged with Major Fraud in Over 1,500 Financial Reports On May 3, 2024, the Securities and Exchange Commission (SEC) announced that it has charged BF Borgers CPA PC and its owner, Benjamin F. Borgers, with serious misconduct. They were found to have repeatedly failed to... --- - Published: 2024-04-12 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/uk-avoids-recession-for-the-second-time-in-two-years-but-still-faces-the-possibility-in-2023/ - Categories: News Supreme Court Ruling Sets Precedent for Securities Lawsuits Against Public Companies The U. S. Supreme Court made a significant decision affecting how lawsuits can be filed against public companies under specific securities laws (Macquarie Infrastructure Corp. v. Moab Partners). Macquarie Infrastructure Corporation, a company involved in various infrastructure projects, didn't... --- - Published: 2024-03-14 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/years-but-still-faces-the-possibility-in-2023/ - Categories: News The SEC Cracks Down on $300 Million Crypto Ponzi Scheme The Securities and Exchange Commission (SEC) has taken legal action against 17 people involved in a fraudulent scheme linked to CryptoFX LLC, a company based in Houston, Texas. This scheme targeted over 40,000 investors, promising them big profits from investments... --- - Published: 2024-03-07 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/the-second-time-in-two-years-but-still-faces-the-possibility-in-2023/ - Categories: News SEC Enhances Order Execution Disclosure Rules for Greater Market Transparency The Securities and Exchange Commission (SEC) has introduced new changes to improve the disclosure of order execution information, specifically for stocks listed on national securities exchanges, known as national market system stocks (NMS stocks). These changes are part of updates... --- - Published: 2024-03-06 - Modified: 2025-04-18 - URL: https://www.ishimbayev.com/insights-news/uk-avoids-recession-for-the-second-time-in-two-years-but-still-faces-the-possibility-in-2023-5/ - Categories: News SEC Implements New Rules for Clear Climate Change Disclosures to Investors The Securities and Exchange Commission (SEC) has made new rules to help investors get clear and consistent information about how climate change might affect companies they're investing in. These rules make it necessary for public companies to tell investors... --- ---