Securities Regulation &
Corporate Structuring

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About us

Securities Law & Regulatory Advisory for Global Business

We advise U.S. and international companies on securities law, regulatory compliance, and complex transactions — providing clear, strategic guidance in highly regulated markets.

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Securities & Capital Markets

Advisory on public offerings, private placements, and ongoing securities compliance, including SEC filings and disclosure obligations.

Regulatory & Compliance Strategy

Strategic guidance on U.S. securities regulations, corporate governance, and compliance frameworks for domestic and cross-border operations.

Regulatory Representation

Representation before the SEC, DOJ, FINRA, CFTC, NYSE, NASDAQ, and other U.S. and international regulatory authorities.

Transactions & Corporate Advisory

Legal support for mergers and acquisitions, investment transactions, and regulatory aspects of corporate restructuring.

OUR IMPACT

Empowering Global Business Through Expert Legal Guidance

1000+

Businesses Advised Worldwide

Trusted by corporations, financial institutions, and private issuers across diverse industries.

$1B+

In Client Transactions

Supporting capital raises, M&A deals, and complex investment structures with precision.

1000+

SEC & Regulatory Filings Managed

Ensuring compliance with SEC, FINRA, CFTC, NYSE, NASDAQ, and other U.S. & global authorities.

25+

Countries Served

Providing cross-border legal solutions tailored to U.S. and international markets.

CASE HIGHLIGHTS

Selected Cases & Representative Experience

Examples of matters illustrating our experience in securities law, regulatory compliance, and complex transactions. Client identities are confidential.

FREE RESOURCE

Start Smart: Your Essential Startup Financing Guide

We advise U.S. and international companies on securities law, regulatory compliance, and complex transactions — providing clear, strategic guidance in highly regulated markets.

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CLIENT FEEDBACK

Trusted by Clients Worldwide

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5.0 on Google from 83 reviews

  • Ishimbayev Law Firm, P.C. has been a reliable and highly professional partner. They are attentive to every detail and provided valuable support in navigating a potential conflict with a supplier, as well as offering clear, strategic guidance on shareholder management. I highly recommend their services to anyone seeking practical, trustworthy legal counsel.

    Jan Pieter Van Tilburg

  • Hired Ishimbayev Law from UpCounsel. Was a smooth process and they were very prompt at getting back to me with more information or questions to complete the memorandum. Wasn't a large job but felt they treated it as if it was. Would recommend them and I will use again if I need other memorandums in the future.

    Troy Wiegert

  • Ishimbayev Law Firm made setting up our LLC smooth and stress-free. Dmitriy and his team were responsive, clear, and supportive every step of the way. They answered all our questions and gave us peace of mind throughout the process. Highly recommend for anyone starting a business.

    Nevin Sugar