Securities Regulation & Corporate Structuring

Our firm excels in guiding U.S. and international corporations, financial institutions and private issuers through securities law, corporate governance, regulatory compliance and investment regulations, optimizing the policy framework for U.S. and global presence.

We adeptly manage Securities and Exchange Commission (SEC) representation and filings, streamline compliance, and tackle U.S. securities regulations and interactions with the Department of Justice (DOJ), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), New York Stock Exchange (NYSE), NASDAQ, and other U.S. and foreign regulatory organizations.

Leveraging our proficiency in areas such as initial public offerings (IPOs), mergers and acquisitions (M&A), and compliance reporting, Ishimbayev Law Firm provides customized advisory services that ensure clients meet regulatory standards and efficiently achieve strategic objectives.