Our Practice Areas
Guiding Legal Horizons, Nurturing Business Growth
- Broker-Dealer & Investment Adviser Regulation
- Compliance Advisory & Risk Management
- Corporate Governance
- Environmental, Social, & Governance (ESG) Compliance
- Insider Trading Policies & Procedures
- Investment Management & Investment Funds
- Market Regulation
- Private Equity & Venture Capital
- Regulatory Advocacy & Policy Development
- Securuties Offerings & Capital Markets Transactions
- Start-Ups
- Commodities, Futures & Derivatives
- Corporate Finance
- Cross-Border Securities Transactions
- Executive Compensation & Employee Benefits
- Financial Technologies (Fntech) & Blockchain
- Investor Relations
- Merger & Acquisitions
- Public Company Reporting & Disclosure
- Securities Litigation & Enforcement
- Shareholder Activism & Defense
- Trust & Family Business